U.S. Securities and Exchange Commission
De LibreFind
| Advanced search |
- About 14 results found and you can help!
 |
The U.S. Securities and Exchange Commission (frequently abbreviated SEC) is a federal agency which holds primary responsibility for enforcing the federal securities laws and regulating the securities industry, the nation's stock and options exchanges, and other electronic securities markets in the United States. In addition to the Securities Exchange Act of 1934 that created it, the SEC enforces the Securities Act of 1933, the Trust Indenture Act of 1939, the Investment Company Act of 1940, the Investment Advisers Act of 1940, the Sarbanes–Oxley Act of 2002 and other statutes. The SEC was created by Section 4 of the Securities Exchange Act of 1934 (now codified as and commonly referred to as the 1934 Act).
- See also: Wikipedia
- Related: Securities Commission, Chicago Stock Exchange, Financial regulation, NASDAQ, New York Stock Exchange, Stock exchange, Regulation D (SEC)
| U.S. Securities and Exchange Commission website U.S. Securities and Exchange Commission website www.sec.gov - Web |
| What the SEC does What the SEC does www.sec.gov/about/whatwedo.shtml - Web |
| SECLaw.com – The Securities Law Home Page SECLaw.com – The Securities Law Home Page www.seclaw.com - Web |
Average relevance
| Introduction to the Federal Securities Laws Introduction to the Federal Securities Laws www.seclaw.com/seclaw.htm - Web |
| United States Securities Laws and Rules United States Securities Laws and Rules www.seclaw.com/secrules.htm - Web |
| Hedge Fund Regulation by the SEC Hedge Fund Regulation by the SEC www.HedgeFundRegulation.com - Web |
| SEC Historical Society – Archive and Museum[[:Plan... SEC Historical Society – Archive and MuseumPlantilla:Spaced ndashnonprofit and independent from the SEC www.sechistorical.org - Web |
| Association of Securities and Exchange Commission ... Association of Securities and Exchange Commission Alumni, Inc. www.secalumni.org - Web |
| TheCorporateCounsel.net (USA) TheCorporateCounsel.net (USA) www.thecorporatecounsel.net - Web |
| Understanding the Securities Exchange Commission Understanding the Securities Exchange Commission mutualfunds.about.com/cs/tradeassociations/a/sec.htm - Web |
| SecuritiesLinks SecuritiesLinks www.seclinks.com - Web |
Low relevance
| SEC Accounting Bulletins SEC Accounting Bulletins www.sec.gov/interps/account.shtml - Web |
| SEC Division of Corporate Finance SEC Division of Corporate Finance www.sec.gov/divisions/corpfin.shtml - Web |
| SEC Said to Examine More Ponzi Schemes SEC Said to Examine More Ponzi Schemes www.bloomberg.com/apps/news?sid=aMnYtV9XnYKM&pid=20601087 - Web |
